Power analysis for cluster randomized trials with continuous co-primary endpoints

Siyun Yang, Mirjam Moerbeek, Monica Taljaard, Fan Li

Research output: Contribution to journalArticleAcademicpeer-review

Abstract

Pragmatic trials evaluating health care interventions often adopt cluster randomization due to scientific or logistical considerations. Systematic reviews have shown that coprimary endpoints are not uncommon in pragmatic trials but are seldom recognized in sample size or power calculations. While methods for power analysis based on K ((Figure presented.)) binary coprimary endpoints are available for cluster randomized trials (CRTs), to our knowledge, methods for continuous coprimary endpoints are not yet available. Assuming a multivariate linear mixed model (MLMM) that accounts for multiple types of intraclass correlation coefficients among the observations in each cluster, we derive the closed-form joint distribution of K treatment effect estimators to facilitate sample size and power determination with different types of null hypotheses under equal cluster sizes. We characterize the relationship between the power of each test and different types of correlation parameters. We further relax the equal cluster size assumption and approximate the joint distribution of the K treatment effect estimators through the mean and coefficient of variation of cluster sizes. Our simulation studies with a finite number of clusters indicate that the predicted power by our method agrees well with the empirical power, when the parameters in the MLMM are estimated via the expectation-maximization algorithm. An application to a real CRT is presented to illustrate the proposed method.

Original languageEnglish
Pages (from-to)1293-1305
Number of pages13
JournalBiometrics
Volume79
Issue number2
Early online date9 May 2022
DOIs
Publication statusPublished - Jun 2023

Keywords

  • coefficient of variation
  • general linear hypothesis
  • intersection-union test
  • multivariate linear mixed model
  • sample size determination
  • unequal cluster size

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